DFX Intelligence

J•••• D••••• C••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

J•••• D••••• C••••••••

Advisor at M•••• F•••••••• A•••••••

ALPHARETTA, GA | Alpharetta, GA

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 16, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••• F•••••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 22, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••• F•••••••• A•••••••	Bd affiliated wealth	Feb 8, 2016	n/a	yes	Alpharetta, GA\|ALPHARETTA, GA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Nov 4, 2014	Oct 6, 2020	no	ATLANTA, GA\|INLET BEACH, FL\|ROSWELL, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	M•••• F•••••••• A•••••••	Oct 6, 2020	Feb 8, 2016	-1,702	Firm change after gap	Other
S•••••••	L•• F•••••••• L••	Jul 17, 2014	Nov 4, 2014

Relationships

Registered with (5)

→ M•••• F•••••••• A•••••••Registered adviserregistration: current employment
Feb 8, 2016 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Nov 4, 2014 to Oct 6, 2020factForm ADV
→ S•••••••Registered adviserregistration: previous registration
Jan 19, 2012 to Jul 17, 2014factForm ADV
→ M••••• S••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Apr 16, 2003
Last observed: Sep 15, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.