DFX Intelligence

P•••••• F•••••• X••••• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor30 years in industry

P•••••• F•••••• X••••• G••••••

Advisor at M•• C•••••• M••••••••• L••

Madison, CT

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Search this name across graphsid dfx:ria:7653978e-3875-acab-862b-82644859f224

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jul 19, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• C•••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 27, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• C•••••• M••••••••• L••	Independent wealth	Jan 12, 2022	n/a	yes	Madison, CT	Current employment
B•••••• P•••• W••••• A••••••• L••	Former SEC adviser	Apr 21, 2017	Jan 3, 2022	no	NEW YORK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••• P•••• W••••• A••••••• L••	M•• C•••••• M••••••••• L••	Jan 3, 2022	Jan 12, 2022	9	Firm change	RIA to RIA
E•••• F•••••••• S•••••••• I•••	B•••••• P•••• W••••• A••••••• L••	May 15, 2017	Apr 21, 2017

Relationships

Registered with (3)

→ M•• C•••••• M••••••••• L••Registered adviserregistration: current employment
Jan 12, 2022 to presentfactForm ADV
→ B•••••• P•••• W••••• A••••••• L••Registered adviserregistration: previous registration
Apr 21, 2017 to Jan 3, 2022factForm ADV
→ E•••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jul 19, 2006 to May 15, 2017factForm ADV

Dated events

Occurred
Jan 3, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7653978e-3875-acab-862b-82644859f224
First observed: Jul 19, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.