DFX Intelligence

T•••••• W•••• R•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor40 years in industry

T•••••• W•••• R•••

Advisor at C••••••• A•••• M••••••••• L••

CHESTER, NJ

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Search this name across graphsid dfx:ria:7655add1-59e4-adc7-9c00-8af6ec38104f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 8, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 23, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• A•••• M••••••••• L••	Independent wealth	Nov 27, 2012	n/a	yes	CHESTER, NJ	Current employment
C••••••••• C•••••• M••••••••• I•••	Independent wealth	Jun 8, 2004	Apr 18, 2013	no	CHESTER, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• C•••••• M••••••••• I•••	C••••••• A•••• M••••••••• L••	Apr 18, 2013	Nov 27, 2012	-142	Firm change after gap	Other
A•• C••••••• I•••	C••••••••• C•••••• M••••••••• I•••	Aug 4, 2004	Jun 8, 2004

Relationships

Registered with (3)

→ C••••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Nov 27, 2012 to presentfactForm ADV
→ C••••••••• C•••••• M••••••••• I•••Registered adviserregistration: previous registration
Jun 8, 2004 to Apr 18, 2013factForm ADV
→ A•• C••••••• I•••Registered adviserregistration: previous registration
Jun 8, 2004 to Aug 4, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7655add1-59e4-adc7-9c00-8af6ec38104f
First observed: Jun 8, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.