DFX Intelligence

A•••• F••••••• L•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner|Personal Financial Specialist12 years in industry

A•••• F••••••• L•••••••••

Advisor at C••••••••• W••••• A••••••

GREENWOOD VILLAGE, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:76620ba0-323b-9c85-9347-50e2ad8fe69e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 5, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• W••••• A••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 5, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• W••••• A••••••	Independent wealth	Jun 21, 2021	n/a	yes	GREENWOOD VILLAGE, CO	Current employment
D•••••• C•••••• C•••••••••	Independent wealth	May 23, 2019	Feb 18, 2021	no	DENVER, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D•••••• C•••••• C•••••••••	C••••••••• W••••• A••••••	Feb 18, 2021	Jun 21, 2021	123	Firm change	RIA to RIA
S••••• W••••• A•••••••• I•••	D•••••• C•••••• C•••••••••	Jun 6, 2019	May 23, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
118192:144344:CO:2015-03-25	Mar 25, 2015	Apr 20, 2015	LONE TREE, CO	Firm change

Relationships

Registered with (5)

→ C••••••••• W••••• A••••••Registered adviserregistration: current employment
Jun 21, 2021 to presentfactForm ADV
→ D•••••• C•••••• C•••••••••Registered adviserregistration: previous registration
May 23, 2019 to Feb 18, 2021factForm ADV
→ S••••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Sep 22, 2015 to Jun 6, 2019factForm ADV
→ F••••••• W••••• M••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:76620ba0-323b-9c85-9347-50e2ad8fe69e
First observed: Feb 5, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.