DFX Intelligence

B••••• S••••• A••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

B••••• S••••• A••••••• L••

CRD 167549

STAMFORD, CT

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Search this name across graphsid dfx:ria:7667575b-6350-3b9a-40cd-379c45adf100

Data as of May 22, 2020 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Apr 12, 2013 to May 22, 2020
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $29.4M••• Locked
Discretionary RAUM: $29.4M
Private client RAUM: $29.4Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
B••••• S••••• F••• L•	Hedge Fund	$15.5M	Apr 12, 2013	4	Apr 12, 2013	dropped	021-194899
B••••• S••••• L••••••••• F••• L•	Hedge Fund	$2.5M	Apr 12, 2013

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••• S••••• H••••••• L••	Member	E	yes	04/2013	Apr 12, 2013	May 22, 2020
C••••••••• N•••••••	Member	D	yes	04/2013	Apr 12, 2013	May 22, 2020

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B••••• S••••• C•••••• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019

Relationships

Controls (3)

← C••••••••• N•••••••OwnerMEMBER, ownership code D, individual
Apr 12, 2013 to presentfactForm ADV
← G••••••••• R•••••• F•••••OwnerMEMBER, ownership code D, individual
Apr 12, 2013 to presentfactForm ADV
← B••••• S••••• H••••••• L••OwnerMEMBER, ownership code E, domestic entity
Apr 12, 2013 to presentfactForm ADV

Owns (1)

← A•••••••• D••••• A••••••OwnerCCO, CONTROLLER, ownership code NA, individual

Dated events

Occurred
Apr 12, 2013
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7667575b-6350-3b9a-40cd-379c45adf100
First observed: Apr 12, 2013
Last observed: May 22, 2020 77 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.