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RIA / WealthAdvisor10 years in industry

AUSTIN JOHN NEDDENRIEP

Advisor at FORONJY FINANCIAL

SANTA BARBARA, CA

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Search this name across graphsid dfx:ria:7668e6fa-4c0a-3a0b-ba5d-7f00653f8598

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Oct 31, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FORONJY FINANCIAL
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Oct 8, 2018
First registration: Oct 31, 2018
Dual registered: no
IAPD individual key: 6429105

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FORONJY FINANCIAL	Independent wealth	Jul 31, 2026	n/a	yes	SANTA BARBARA, CA	Current employment
BAYOU BRIDGE CAPITAL ADVISORS, LLC	State registered	Aug 4, 2022	Dec 15, 2022	no	HOUSTON, TX	Previous registration
POST OAK PRIVATE WEALTH ADVISORS	Independent wealth	Jul 5, 2022	Aug 1, 2022	no	HOUSTON, TX	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 31, 2018	May 31, 2022	no	MINDEN, NV	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BAYOU BRIDGE CAPITAL ADVISORS, LLC	FORONJY FINANCIAL	Dec 15, 2022	Jul 31, 2026	1,324	Firm change after gap	Other
POST OAK PRIVATE WEALTH ADVISORS	BAYOU BRIDGE CAPITAL ADVISORS, LLC	Aug 1, 2022	Aug 4, 2022	3	Firm change	RIA to state RIA
LPL FINANCIAL LLC	POST OAK PRIVATE WEALTH ADVISORS	May 31, 2022	Jul 5, 2022	35	Firm change	RIA to RIA

Relationships

Registered with (4)

→ FORONJY FINANCIALRegistered adviserregistration: current employment
Jul 31, 2026 to presentfactForm ADV
→ BAYOU BRIDGE CAPITAL ADVISORS, LLCRegistered adviserregistration: previous registration
Aug 4, 2022 to Dec 15, 2022factForm ADV
→ POST OAK PRIVATE WEALTH ADVISORSRegistered adviserregistration: previous registration
Jul 5, 2022 to Aug 1, 2022factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Oct 31, 2018 to May 31, 2022factForm ADV

Dated events

Occurred
Dec 15, 2022
Advisor changed firm
Austin John Neddenriep left Bayou Bridge Capital Advisors, Llc for Foronjy Financial (registered 2026-07-31)
Form ADVobserved 5 days ago
Occurred
Aug 1, 2022
Advisor changed firm
Austin John Neddenriep left Post Oak Private Wealth Advisors for Bayou Bridge Capital Advisors, Llc (registered 2022-08-04)
Form ADVobserved 5 days ago
Occurred
May 31, 2022
Advisor changed firm
Austin John Neddenriep left Lpl Financial Llc for Post Oak Private Wealth Advisors (registered 2022-07-05)
Form ADVobserved 5 days ago