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W•••••• C•••••• V••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

W•••••• C•••••• V••••••

Advisor at C••••• • A••••••••• I•••

SAN DIEGO, CA | TAMPA, FL

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Search this name across graphsid dfx:ria:766f5ccf-f95b-091f-1bb7-0444b06cd34d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 16, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• • A••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 14, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• • A••••••••• I•••	I•••••••••_WEALTH	Aug 15, 2013	n/a	yes	SAN DIEGO, CA\|TAMPA, FL	Current employment
I••••••••• F•••••••• G••••• L••	Bd affiliated wealth	May 23, 2013	Jun 28, 2013	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• F•••••••• G••••• L••	C••••• • A••••••••• I•••	Jun 28, 2013	Aug 15, 2013	48	Firm change	Other
J••• M••••• S••••••••• L••	I••••••••• F•••••••• G••••• L••	Apr 26, 2013

Relationships

Registered with (5)

→ C••••• • A••••••••• I•••Registered adviserregistration: current employment
Aug 15, 2013 to presentfactForm ADV
→ I••••••••• F•••••••• G••••• L••Registered adviserregistration: previous registration
May 23, 2013 to Jun 28, 2013factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Oct 1, 2012 to Apr 26, 2013factForm ADV
→ C•••• I••••••••• S••••••• C••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:766f5ccf-f95b-091f-1bb7-0444b06cd34d
First observed: Jun 16, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.