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N•••••••• R••••••• I••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

N•••••••• R••••••• I••

CRD 312803

ATLANTA, GA

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Search this name across graphsid dfx:ria:7672f0fd-8e55-b667-c26a-066a05ef14f6

Data as of Jul 22, 2021 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 3
On other graphs: 0
Observed: Feb 23, 2021 to Jul 22, 2021
6 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $12.7MItem 5.F on the latest filing (2021-07-22); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $12.7M
Private client RAUM: $10.5MderivedItem 5.D individuals plus high net worth individuals
Private client share: 83%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••••• E•••••• B•••	Trustee	F	yes	06/1997	May 25, 2021	Jul 22, 2021
C•••••• D••••	Trustee	F	yes	06/1997	May 25, 2021

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C•••••• B•••• C•••••• L•••	n/a	n/a	n/a	N	no	n/a

Relationships

Controls (10)

← M•••••• S•••• I••••OwnerCHAIRMAN, ownership code NA, individual
Feb 23, 2021 to presentfactForm ADV
← B••••••••• E•••••• B•••OwnerTRUSTEE, ownership code F, individual
May 25, 2021 to presentfactForm ADV
← K•••• E•••• M••••OwnerSHAREHOLDER, ownership code D, individual
Feb 23, 2021 to presentfactForm ADV
← K•••• T•••••• J•••••OwnerEXECUTIVE VICE PRESIDENT - R&D, ownership code NA, individual
Feb 23, 2021 to presentfact

Dated events

Occurred
May 25, 2021
Control person joined
David Cooper (Trustee) appeared on Schedule A of N•••••••• R••••••• I••
Form ADVobserved 7 days ago
Occurred
May 25, 2021
Control person joined
Beth Esther Bronstein (Trustee) appeared on Schedule A of N•••••••• R••••••• I••
Form ADVobserved 7 days ago
Occurred
Feb 23, 2021
First Form ADV filing
N•••••••• R••••••• I•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7672f0fd-8e55-b667-c26a-066a05ef14f6
First observed: Feb 23, 2021
Last observed: Jul 22, 2021 62 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.