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Advisor at J.P. MORGAN SECURITIES LLC
Ocala, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | May 29, 2026 | n/a | yes | Ocala, FL|Ocala, FL|Ocala, FL | Current employment |
| COMPASS WEALTH | Independent wealth | Mar 27, 2025 | Apr 20, 2026 | no | ST. LOUIS, MO | Previous registration |
| U.S. BANCORP INVESTMENTS, INC. | Former SEC adviser | Jun 30, 2023 | Nov 20, 2024 | no | Saint Charles, MO | Previous registration |
| EDWARD JONES | National bd RIA | Feb 5, 2020 | Jun 29, 2023 | no | Saint Charles, MO|ST LOUIS, MO|SAINT CHARLES, MO|ST CHARLES, MO|ST LOUIS, MO|Saint Charles, MO|Maryland Heights, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| COMPASS WEALTH | J.P. MORGAN SECURITIES LLC | Apr 20, 2026 | May 29, 2026 | 39 | Firm change | RIA to wirehouse |
| U.S. BANCORP INVESTMENTS, INC. | COMPASS WEALTH | Nov 20, 2024 | Mar 27, 2025 | 127 | Firm change | Ibd to RIA |
| EDWARD JONES | U.S. BANCORP INVESTMENTS, INC. | Jun 29, 2023 | Jun 30, 2023 | 1 | Firm change | Ibd to ibd |