C••••• G•••

Advisor at D••• D••••••• • C••

SEATTLE, WA | Fountain Hills, AZ

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Search this name across graphsid dfx:ria:7685a84b-9df5-038c-137c-635a0c8e9075

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Dec 10, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••• D••••••• • C••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 12, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 20derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D••• D••••••• • C••	Independent wealth	Mar 7, 2006	n/a	yes	SEATTLE, WA\|Fountain Hills, AZ	Current employment
W•••• F•••• I••••••••• L••	n/a	Dec 10, 2004	Mar 16, 2006	no	SEATTLE, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• I••••••••• L••	D••• D••••••• • C••	Mar 16, 2006	Mar 7, 2006	-9	Firm change	Other

Relationships

Registered with (2)

→ D••• D••••••• • C••Registered adviserregistration: current employment
Mar 7, 2006 to presentfactForm ADV
→ W•••• F•••• I••••••••• L••Registered adviserregistration: previous registration
Dec 10, 2004 to Mar 16, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7685a84b-9df5-038c-137c-635a0c8e9075
First observed: Dec 10, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.