DFX Intelligence

R•••• S••••• H••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor14 years in industry

R•••• S••••• H••••

Advisor at S••••• W••••• M•••••••••

••• Locked

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Search this name across graphsid dfx:ria:76867025-28ec-f7f4-bd48-64a5127b05b3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Sep 4, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• W••••• M•••••••••	Independent wealth	Jul 31, 2026	n/a	yes	ROCKFORD, IL	Current employment
A•••••••• C•••••• M•••••••••	Independent wealth	Dec 4, 2025	n/a	yes	Chicago, IL\|CORNELIUS, NC	Current employment

Moves

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From	To	Left	Joined	Gap, days	Kind	Move type
T•• M••••••• F•••••••• G•••• L••	A•••••••• C•••••• M•••••••••	Nov 18, 2025	Dec 4, 2025	16	Firm change	RIA to RIA
O•• H•••• W••••• A•••••••	T•• M••••••• F•••••••• G•••• L••	Apr 21, 2025	Jul 12, 2024

Relationships

Registered with (6)

→ S••••• W••••• M•••••••••Registered adviserregistration: current employment
Jul 31, 2026 to presentfactForm ADV
→ A•••••••• C•••••• M•••••••••Registered adviserregistration: current employment
Dec 4, 2025 to presentfactForm ADV
→ T•• M••••••• F•••••••• G•••• L••Registered adviserregistration: previous registration
Jul 12, 2024 to Nov 18, 2025factForm ADV
→ O•• H•••• W••••• A•••••••Registered adviser

Dated events

Occurred
Nov 18, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 21, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:76867025-28ec-f7f4-bd48-64a5127b05b3
First observed: Sep 4, 2012
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.