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Advisor at HIGHTOWER ADVISORS, LLC
New York, NY | CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HIGHTOWER ADVISORS, LLC | Bd affiliated wealth | Jul 2, 2025 | n/a | yes | CHICAGO, IL|New York, NY | Current employment |
| LINDBROOK CAPITAL, LLC | Former SEC adviser | Nov 12, 2021 | Sep 4, 2025 | no | CALABASAS, CA|New York, NY|Summit, NJ | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Feb 16, 2007 | Dec 9, 2021 | no | NEW YORK, NY|NEW YORK, NY|NEW YORK, NY | Previous registration |
| OPPENHEIMER & CO. INC. | Bd affiliated wealth | Sep 23, 2005 | Feb 21, 2007 | no | NEW YORK, NY|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LINDBROOK CAPITAL, LLC | HIGHTOWER ADVISORS, LLC | Sep 4, 2025 | Jul 2, 2025 | -64 | Firm change after gap | RIA to ibd |
| UBS FINANCIAL SERVICES INC. | LINDBROOK CAPITAL, LLC | Dec 9, 2021 | Nov 12, 2021 | -27 | Firm change | Wirehouse to RIA |
| OPPENHEIMER & CO. INC. | UBS FINANCIAL SERVICES INC. | Feb 21, 2007 | Feb 16, 2007 | -5 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:155812:NY:2021-12-09 | Dec 9, 2021 | Nov 12, 2021 | NEW YORK, NY | Firm change |