DFX Intelligence

S••• B••••••••• A•••• P•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

S••• B••••••••• A•••• P•••••••

S••• B••••••••• A•••• P•••••••, LLC, CRD 289877

DENVER, CO

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Search this name across graphsid dfx:ria:76947bfc-bffa-a8e2-0531-870373c55ce4

Data as of Nov 26, 2018 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Nov 22, 2017 to Nov 26, 2018
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $31.4M••• Locked
Discretionary RAUM: $31.4M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 12
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S••• M••••• F••• I•• L••	Hedge Fund	$20.3M	Nov 26, 2018	4	Mar 30, 2018	reported	021-303554
S••• M••••• F••• I• L••	Hedge Fund	$11.2M	Nov 26, 2018

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••• G••••••• L•	CHIEF INVESTMENT OFFICER	Na	yes	08/2017	Nov 22, 2017	Nov 26, 2018
O•••• S••••	Shareholder	C	yes	09/2016	May 4, 2018	Nov 26, 2018

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S••• B••••••••• A•••• M••••••••• L••	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2017	Mar 30, 2018	$31.4M	$31.4M	12	1	0	2	$31.4M

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$31.4M	n/a	n/a	n/a	n/a	12	n/a	0	n/a

Relationships

Advises (2)

→ S••• M••••• F••• I• L••Private fundHedge Fund, IA
Mar 30, 2018 to presentfactForm ADV
→ S••• M••••• F••• I•• L••Private fundHedge Fund, IA
Mar 30, 2018 to presentfactForm ADV

Controls (3)

← S••• L•••••• H•••••••• I•••OwnerMEMBER, ownership code E, domestic entity
Nov 22, 2017 to presentfactForm ADV
← B•••• G••••••• L•Owner

Dated events

Occurred
Nov 22, 2017
First Form ADV filing
S••• B••••••••• A•••• P••••••• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:76947bfc-bffa-a8e2-0531-870373c55ce4
First observed: Nov 22, 2017
Last observed: Nov 26, 2018 95 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.