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Advisor at LPL FINANCIAL LLC
WILMINGTON, DE | GALLATIN, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Dec 8, 2009 | n/a | yes | GALLATIN, TN|WILMINGTON, DE | Current employment |
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | Jan 13, 2009 | Dec 15, 2009 | no | ELKTON, MD|ELKTON, MD | Previous registration |
| VALIC FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Jul 7, 2000 | Jan 9, 2009 | no | MOUNT LAUREL, NJ|LINTHICUM HEIGHTS, MD|MALVERN, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PNC WEALTH MANAGEMENT | LPL FINANCIAL LLC | Dec 15, 2009 | Dec 8, 2009 | -7 | Firm change | Other |
| VALIC FINANCIAL ADVISORS, INC. | PNC WEALTH MANAGEMENT | Jan 9, 2009 | Jan 13, 2009 | 4 | Firm change | Other |