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Advisor at VOYA FINANCIAL ADVISORS, INC.
WINDSOR, CT | Portland, ME
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VOYA FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Mar 15, 2019 | n/a | yes | Portland, ME|WINDSOR, CT | Current employment |
| DAVINCI CAPITAL MANAGEMENT INC. | State registered | May 4, 2012 | Jan 22, 2019 | no | SCARBOROUGH, ME|CAMBRIDGE, MA | Previous registration |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Jul 28, 2011 | Apr 23, 2012 | no | CUMBERLAND FORESIDE, ME | Previous registration |
| DAVINCI CAPITAL MANAGEMENT INC. | State registered | Jun 19, 2008 | Jan 30, 2009 | no | YARMOUTH, ME|SCARBOROUGH, ME|CAMBRIDGE, MA|CAMBRIDGE, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| DAVINCI CAPITAL MANAGEMENT INC. | VOYA FINANCIAL ADVISORS, INC. | Jan 22, 2019 | Mar 15, 2019 | 52 | Firm change | Other |
| COMMONWEALTH FINANCIAL NETWORK | DAVINCI CAPITAL MANAGEMENT INC. | Apr 23, 2012 | May 4, 2012 | 11 | Firm change | Ibd to state RIA |
| DAVINCI CAPITAL MANAGEMENT INC. | COMMONWEALTH FINANCIAL NETWORK | Jan 30, 2009 | Jul 28, 2011 | 909 | Firm change after gap | Other |