This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

ASHTON THOMAS PRIVATE WEALTH

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Nov 18, 2008earliest registration or exam on IAPD

Years in industry

17derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

2

Current registrations

2

Registered states

6

Exams

S66

First exam

Nov 18, 2008

First registration

Nov 20, 2008

Dual registered

yes, broker-dealer

IAPD individual key

5458897

• Occurred

  Mar 15, 2024
  Advisor changed firm

  Daniel Stephen Bauers left Raymond James & Associates, Inc. for Ashton Thomas Securities, Llc (registered 2024-03-11)

  Form ADVobserved 3 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:76ab4cf6-c533-a5eb-e804-c3de1ccd2600

First observed

Nov 20, 2008

Last observed

Sep 15, 2026 3 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.