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Advisor at WELLS FARGO ADVISORS
MOUNTAIN VIEW, CA | TARPON SPRINGS, FL | PALO ALTO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Dec 8, 2017 | n/a | yes | TARPON SPRINGS, FL|MOUNTAIN VIEW, CA|PALO ALTO, CA | Current employment |
| BRIGHTPLAN LLC | No RAUM reported | Aug 18, 2016 | Aug 8, 2017 | no | San Jose, CA|SAN JOSE, CA | Previous registration |
| CYPRESS POINT CAPITAL MANAGEMENT, LLC | Former SEC adviser | Mar 22, 2011 | Feb 1, 2016 | no | SAN FRANCISCO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BRIGHTPLAN LLC | WELLS FARGO ADVISORS | Aug 8, 2017 | Dec 8, 2017 | 122 | Firm change | Other |
| CYPRESS POINT CAPITAL MANAGEMENT, LLC | BRIGHTPLAN LLC | Feb 1, 2016 | Aug 18, 2016 | 199 | Firm change | Other |