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K•••• C••••••••• L•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

K•••• C••••••••• L•••

Advisor at C••••••••• S••••••••• L••

Owings Mills, MD | OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:76ccac72-081a-2e3b-f140-df1ee30f32fe

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 13, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• S••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• S••••••••• L••	Bd affiliated wealth	Jun 8, 2020	n/a	yes	OVERLAND PARK, KS\|Owings Mills, MD	Current employment
P•••••• W••••• M••••••••• L••	No RAUM reported	Jul 11, 2017	Jun 5, 2020	no	BALTIMORE, MD

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• W••••• M••••••••• L••	C••••••••• S••••••••• L••	Jun 5, 2020	Jun 8, 2020	3	Firm change	RIA to ibd
M••••• S••••••	P•••••• W••••• M••••••••• L••	Jun 22, 2017	Jul 11, 2017

Relationships

Registered with (3)

→ C••••••••• S••••••••• L••Registered adviserregistration: current employment
Jun 8, 2020 to presentfactForm ADV
→ P•••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jul 11, 2017 to Jun 5, 2020factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Oct 13, 2016 to Jun 22, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:76ccac72-081a-2e3b-f140-df1ee30f32fe
First observed: Oct 13, 2016
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.