This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

TOPSAIL WEALTH MANAGEMENT LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jun 1, 2012earliest registration or exam on IAPD

Years in industry

14derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

3

Designations

Certified Financial Planner

Exams

S65|S63

First exam

Jul 20, 2012

First registration

May 4, 2018

Dual registered

no

Other names

SARA RUTH NOVAK|SARA NOVAK WARNTZ|SARA RUTH NOVAK

IAPD individual key

6081647

• Occurred

  Jul 1, 2024
  Advisor changed firm

  Sara Ruth Warntz left Independent Advisor Alliance, Llc for Topsail Wealth Management Llc (registered 2024-07-12)

  Form ADVobserved 6 days ago
• Occurred

  Nov 3, 2023
  Advisor changed firm

  Sara Ruth Warntz left Vanguard Advisers, Inc. for Independent Advisor Alliance, Llc (registered 2023-10-25)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:76ccb7d9-136a-9e22-ecc2-e02369e49840

First observed

May 4, 2018

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.