DFX Intelligence

S••••••• O•• M•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor15 years in industry

S••••••• O•• M•••

Advisor at R••••••••• W••••••• G••••

PASADENA, CA

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Search this name across graphsid dfx:ria:76cebe02-8780-39fe-2d08-a9617765c539

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 15, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••••••• W••••••• G••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Mar 14, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••••••• W••••••• G••••	Institutional manager	Jan 1, 2025	n/a	yes	PASADENA, CA	Current employment
M• H••••••• S••••••••• I•••	Bd affiliated wealth	Oct 11, 2012	May 31, 2018	no	TORRANCE, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M• H••••••• S••••••••• I•••	R••••••••• W••••••• G••••	May 31, 2018	Jan 1, 2025	2,407	Firm change after gap	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
43285:297255:CA:2018-05-31	May 31, 2018	Jan 1, 2025	TORRANCE, CA	Firm change after gap

Relationships

Registered with (2)

→ R••••••••• W••••••• G••••Registered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ M• H••••••• S••••••••• I•••Registered adviserregistration: previous registration
Oct 11, 2012 to May 31, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:76cebe02-8780-39fe-2d08-a9617765c539
First observed: Mar 15, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.