DFX Intelligence

S•••••• H•••••• F••• M•••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserAsset managerSEC registeredRAUM 1b 10b

S•••••• H•••••• F••• M•••••• L••

CRD 334006

TOLEDO, OH

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Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 7
On other graphs: 0
Observed: Nov 27, 2024 to Mar 31, 2026
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $3.8B••• Locked
Discretionary RAUM: $3.8B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 40

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S•••••• H•••••• F••• I• L•	Real Estate Fund	$2.1B	Mar 31, 2026	15	Mar 31, 2026	reported	021-535789
S•••• A••••••••• L••	Real Estate Fund	$105M	Mar 31, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••••••• N•••••	CHIEF INVESTMENT OFFICER	Na	yes	12/2024	Dec 19, 2024	Dec 19, 2024
M••••••• M••••••• G••••	CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL	Na	yes	11/2024	Nov 27, 2024	Dec 19, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Dallas	TX	United States	10	no
NEW YORK	NY	United States	6	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$3.8B	$3.8B	40	18	2	4	n/a

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$3.8B	n/a	n/a	n/a	n/a	40	n/a	2	n/a

Relationships

Advises (4)

→ S•••• A••••••••• L••Private fundReal Estate Fund, IA
Mar 31, 2026 to presentfactForm ADV
→ S•••••• H•••••• D••• F••• I•• L•Private fundReal Estate Fund, IA
Mar 31, 2026 to presentfactForm ADV
→ S•••••• H•••••• F••• I• L•Private fundReal Estate Fund, IA
Mar 31, 2026 to presentfactForm ADV
→ S•••••• H•••••• D••• F••• I•• L•

Dated events

Order

Occurred
31 Mar 2026
Private fund first reported4 events
Private fund first reported: 4 on 31 Mar 2026
$105M to $2.1B
- ••• Locked$2.1B
- ••• Locked$105M
- ••• Locked
Occurred
31 Mar 2026
Regulatory AUM changed
••• Locked
Form ADV
$3.0B
Occurred
19 Dec 2024
Control person joined
••• Locked
Form ADV
Occurred
27 Nov 2024
First Form ADV filing
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 27, 2024
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.