DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at CERITY PARTNERS LLC
NEW YORK, NY | Bowling Green, KY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CERITY PARTNERS LLC | Independent wealth | May 12, 2023 | n/a | yes | Bowling Green, KY|NEW YORK, NY | Current employment |
| CERITY PARTNERS OCIO LLC | Institutional manager | Jan 27, 2010 | Apr 24, 2023 | no | NEW YORK, NY|Bowling Green, KY | Previous registration |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Former SEC adviser | Feb 28, 2007 | Oct 8, 2012 | no | BOWLING GREEN, KY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CERITY PARTNERS OCIO LLC | CERITY PARTNERS LLC | Apr 24, 2023 | May 12, 2023 | 18 | Bulk transfer | RIA to RIA |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | CERITY PARTNERS OCIO LLC | Oct 8, 2012 | Jan 27, 2010 | -985 | Firm change after gap | Other |