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Advisor at INTEGRATED WEALTH CONCEPTS LLC
Cranston, RI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| INTEGRATED WEALTH CONCEPTS LLC | Independent wealth | Oct 21, 2016 | n/a | yes | Cranston, RI | Current employment |
| OSAIC FA, INC. | Former SEC adviser | Jun 12, 2008 | Oct 20, 2016 | no | CRANSTON, RI|GLASTONBURY, CT|CRANSTON, RI | Previous registration |
| NEW ENGLAND SECURITIES CORPORATION | Former SEC adviser | Feb 2, 2004 | Jun 16, 2008 | no | RIVERSIDE, RI|EAST PROVIDENCE, RI|WARWICK, RI | Previous registration |
| VERAVEST INVESTMENT ADVISORS, INC. | n/a | Oct 10, 2003 | Dec 19, 2003 | no | WORCESTER, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC FA, INC. | INTEGRATED WEALTH CONCEPTS LLC | Oct 20, 2016 | Oct 21, 2016 | 1 | Bulk transfer | Other |
| NEW ENGLAND SECURITIES CORPORATION | OSAIC FA, INC. | Jun 16, 2008 | Jun 12, 2008 | -4 | Firm change | Other |
| VERAVEST INVESTMENT ADVISORS, INC. | NEW ENGLAND SECURITIES CORPORATION | Dec 19, 2003 | Feb 2, 2004 | 45 | Firm change | Other |