DFX Intelligence

C••••••••• K•••••• B•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)31 years in industry

C••••••••• K•••••• B•••

Advisor at A••••• F•••••••• P•••••••• I•••

DOWNERS GROVE, IL | Schaumburg, IL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 5, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• F•••••••• P•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 21, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• F•••••••• P•••••••• I•••	Independent wealth	Sep 22, 2015	n/a	yes	Schaumburg, IL\|DOWNERS GROVE, IL	Current employment
C••••••••• S••••••••• L••	Independent wealth	Sep 3, 2014	Oct 6, 2015	no	ARLINGTON HEIGHTS, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• S••••••••• L••	A••••• F•••••••• P•••••••• I•••	Oct 6, 2015	Sep 22, 2015	-14	Firm change	Other
C•••• C•••••• S••••••••• L•••	C••••••••• S••••••••• L••	Oct 2, 2015	Sep 3, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
6312:140379:IL:2015-10-02	Oct 2, 2015	Sep 3, 2014	ARLINGTON HEIGHTS, IL	Firm change after gap

Relationships

Registered with (3)

→ A••••• F•••••••• P•••••••• I•••Registered adviserregistration: current employment
Sep 22, 2015 to presentfactForm ADV
→ C••••••••• S••••••••• L••Registered adviserregistration: previous registration
Sep 3, 2014 to Oct 6, 2015factForm ADV
→ C•••• C•••••• S••••••••• L•••Registered adviserregistration: previous registration
Feb 5, 2013 to Oct 2, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 5, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.