DFX Intelligence

G•••••• S•••• H••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)29 years in industry

G•••••• S•••• H••••••••

Advisor at S••••• W••••• A•••••••• I•••

Lone Tree, CO

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Search this name across graphsid dfx:ria:76e052a8-6e0f-3018-9975-f3511f8a2346

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 28, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• W••••• A•••••••• I•••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Jun 27, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• W••••• A•••••••• I•••	No RAUM reported	Jan 3, 2012	n/a	yes	Lone Tree, CO	Current employment
C••••• A••••••• L••	Former SEC adviser	Aug 12, 2009	May 19, 2011	no	AKRON, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• A••••••• L••	S••••• W••••• A•••••••• I•••	May 19, 2011	Jan 3, 2012	229	Firm change	Other
C•••••• S••••• • C••• I•••	C••••• A••••••• L••	Jul 17, 2009	Aug 12, 2009

Relationships

Registered with (3)

→ S••••• W••••• A•••••••• I•••Registered adviserregistration: current employment
Jan 3, 2012 to presentfactForm ADV
→ C••••• A••••••• L••Registered adviserregistration: previous registration
Aug 12, 2009 to May 19, 2011factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Aug 28, 2007 to Jul 17, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:76e052a8-6e0f-3018-9975-f3511f8a2346
First observed: Aug 28, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.