DFX Intelligence

R••••• L•• F••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)24 years in industry

R••••• L•• F••••

Advisor at A•••• I••••••••• A••••••• L••

Canton, GA | CANTON, GA

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Search this name across graphsid dfx:ria:76e3d20d-f1ab-fac3-57da-8cddbe77408d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 18, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• I••••••••• A••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Aug 9, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• I••••••••• A••••••• L••	State registered	Mar 17, 2017	n/a	yes	CANTON, GA\|Canton, GA	Current employment
W•••• F•••• A•••••••	Wirehouse	Jul 24, 2006	Jul 6, 2016	no	CANTON, GA\|ALPHARETTA, GA\|WOODSTOCK, GA\|CANTON, GA\|CANTON, GA\|CANTON, GA\|CANTON, GA\|ATLANTA, GA\|WOODSTOCK, GA\|WOODSTOCK, GA\|CANTON, GA\|CANTON, GA\|CANTON, GA\|ATLANTA, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	A•••• I••••••••• A••••••• L••	Jul 6, 2016	Mar 17, 2017	254	Firm change	Wirehouse to state RIA
B••• O• A•••••• I••••••••• S•••••••• I•••	W•••• F•••• A•••••••	Jul 14, 2006	Jul 24, 2006

Relationships

Registered with (3)

→ A•••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Mar 17, 2017 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jul 24, 2006 to Jul 6, 2016factForm ADV
→ B••• O• A•••••• I••••••••• S•••••••• I•••Registered adviserregistration: previous registration
Mar 18, 2005 to Jul 14, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:76e3d20d-f1ab-fac3-57da-8cddbe77408d
First observed: Mar 18, 2005
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.