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RIA / WealthAdvisor39 years in industry

BRIAN R BACH

Advisor at ALPHASTAR CAPITAL MANAGEMENT

Milford, CT | CORNELIUS, NC

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Search this name across graphsid dfx:ria:76eae7ac-ffa2-0a01-3b08-64da95806423

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: May 29, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ALPHASTAR CAPITAL MANAGEMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 2, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Feb 2, 1987
First registration: May 29, 2001
Dual registered: no
Other names: BRIAN R BACH|BRIAN RANDOLPH BACH
IAPD individual key: 1535253

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ALPHASTAR CAPITAL MANAGEMENT	Independent wealth	Jul 2, 2020	n/a	yes	CORNELIUS, NC\|Milford, CT	Current employment
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Mar 21, 2017	Jun 15, 2020	no	Milford, CT\|PHOENIX, AZ\|MILFORD, CT	Previous registration
PARK AVENUE SECURITIES LLC	Bd affiliated wealth	Jun 19, 2014	Dec 12, 2016	no	NEW HAVEN, CT\|MILFORD, CT	Previous registration
ONEAMERICA SECURITIES, INC.	Bd affiliated wealth	Jun 14, 2010	Apr 4, 2014	no	FRAMINGHAM, MA\|MILFORD, CT	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Aug 1, 2007	Dec 18, 2009	no	STAMFORD, CT\|NEW YORK, NY	Previous registration
PARK AVENUE SECURITIES LLC	Bd affiliated wealth	Aug 21, 2002	May 21, 2007	no	WILTON, CT\|MILFORD, CT\|NEW YORK, NY	Previous registration
CENTAURUS FINANCIAL, INC.	Bd affiliated wealth	May 29, 2001	Jun 13, 2002	no	STAMFORD, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MML INVESTORS SERVICES, LLC	ALPHASTAR CAPITAL MANAGEMENT	Jun 15, 2020	Jul 2, 2020	17	Firm change	Ibd to RIA
PARK AVENUE SECURITIES LLC	MML INVESTORS SERVICES, LLC	Dec 12, 2016	Mar 21, 2017	99	Firm change	Other
ONEAMERICA SECURITIES, INC.	PARK AVENUE SECURITIES LLC	Apr 4, 2014	Jun 19, 2014	76	Firm change	Other
MML INVESTORS SERVICES, LLC	ONEAMERICA SECURITIES, INC.	Dec 18, 2009	Jun 14, 2010	178	Firm change	Other
PARK AVENUE SECURITIES LLC	MML INVESTORS SERVICES, LLC	May 21, 2007	Aug 1, 2007	72	Firm change	Other
CENTAURUS FINANCIAL, INC.	PARK AVENUE SECURITIES LLC	Jun 13, 2002	Aug 21, 2002	69	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
46173:10409:CT:2016-12-12	Dec 12, 2016	Mar 21, 2017	MILFORD, CT	Firm change

Relationships

Registered with (5)

→ ALPHASTAR CAPITAL MANAGEMENTRegistered adviserregistration: current employment
Jul 2, 2020 to presentfactForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Mar 21, 2017 to Jun 15, 2020factForm ADV
→ PARK AVENUE SECURITIES LLCRegistered adviserregistration: previous registration
Jun 19, 2014 to Dec 12, 2016factForm ADV
→ ONEAMERICA SECURITIES, INC.Registered adviserregistration: previous registration
Jun 14, 2010 to Apr 4, 2014factForm ADV
→ CENTAURUS FINANCIAL, INC.Registered adviserregistration: previous registration
May 29, 2001 to Jun 13, 2002factForm ADV

Dated events

No dated event names this entity yet.