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Advisor at MISSIONSQUARE RETIREMENT
WASHINGTON, DC | WEST HARTFORD, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MISSIONSQUARE RETIREMENT | Bd affiliated wealth | Mar 5, 2021 | n/a | yes | WASHINGTON, DC|WEST HARTFORD, CT | Current employment |
| HORACE MANN INVESTORS, INC. | No RAUM reported | Jul 15, 2019 | Dec 18, 2020 | no | SPRINGFIELD, IL | Previous registration |
| HOOKER & HOLCOMBE INVESTMENT ADVISORS, INC. | Former SEC adviser | Dec 5, 2016 | Jan 14, 2019 | no | GLASTONBURY, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HORACE MANN INVESTORS, INC. | MISSIONSQUARE RETIREMENT | Dec 18, 2020 | Mar 5, 2021 | 77 | Firm change | Other |
| HOOKER & HOLCOMBE INVESTMENT ADVISORS, INC. | HORACE MANN INVESTORS, INC. | Jan 14, 2019 | Jul 15, 2019 | 182 | Firm change | Other |