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Reading the graph
Advisor at STIFEL, NICOLAUS & COMPANY, INCORPORATED
BELLEVUE, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Jun 20, 2008 | n/a | yes | BELLEVUE, WA | Current employment |
| AMERIPRISE ADVISOR SERVICES, INC. | n/a | Apr 19, 2007 | Jun 30, 2008 | no | BELLEVUE, WA | Previous registration |
| A. G. EDWARDS & SONS, INC. | n/a | May 21, 1998 | Mar 30, 2006 | no | SEATTLE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE ADVISOR SERVICES, INC. | STIFEL, NICOLAUS & COMPANY, INCORPORATED | Jun 30, 2008 | Jun 20, 2008 | -10 | Firm change | Other |
| A. G. EDWARDS & SONS, INC. | AMERIPRISE ADVISOR SERVICES, INC. | Mar 30, 2006 | Apr 19, 2007 | 385 | Firm change | Other |