DFX Intelligence

S••• I••••••••• P•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

S••• I••••••••• P•••••••

S••• I••••••••• P•••••••, LP, CRD 331679

OLD GREENWICH, CT

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Search this name across graphsid dfx:ria:76f27b27-296f-5270-037c-56d2e72bcb35

Data as of Jul 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 2
Observed: Jul 16, 2026 to Jul 16, 2026
1 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

S••• I••••••••• P•••••••

Private equity manager · shared crd

Independent Sponsorsidentity

S••• I••••••••• P•••••••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $334M••• Locked
Discretionary RAUM: $334M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
H••••• G••••• S••• L•	Private Equity Fund	$55.8M	Jun 4, 2024	25	Jun 4, 2024	reported	021-510997

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H••••• G••••• U••• L••	GENERAL PARTNER	Na	yes	03/2024	Jul 16, 2026	Jul 16, 2026
N••••• C•••••• R••	OPERATIONS MANAGER, CHIEF COMPLIANCE OFFICER	Na	yes	06/2026	Jul 16, 2026	Jul 16, 2026

Relationships

Controls (3)

← T••••• P•••• A•••••OwnerINITIAL LIMITED PARTNER, ownership code E, individual
Jul 16, 2026 to presentfactForm ADV
← N••••• C•••••• R••OwnerOPERATIONS MANAGER, CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jul 16, 2026 to presentfactForm ADV
← H••••• G••••• U••• L••OwnerGENERAL PARTNER, ownership code NA, domestic entity
Jul 16, 2026 to presentfactForm ADV

Advises (1)

→ H••••• G••••• S••• L•Private fund

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:76f27b27-296f-5270-037c-56d2e72bcb35
First observed: Jul 16, 2026
Last observed: Jul 16, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.