DFX Intelligence

M••• L••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

M••• L••• M•••••••

Advisor at C••••••• F•••••••• D••••••• I•••

KOKOMO, IN | Gilbert, AZ

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Search this name across graphsid dfx:ria:76f8b323-9490-7432-35f3-69eb0cdddd5f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: May 19, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• F•••••••• D••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• F•••••••• D••••••• I•••	Bd affiliated wealth	Apr 30, 2026	n/a	yes	KOKOMO, IN\|Gilbert, AZ	Current employment
G••••• W••••• M••••••••• I•••	Bd affiliated wealth	May 19, 2010	May 4, 2026	no	DOUGLASSVILLE, PA\|Chandler, AZ\|Exton, PA\|Gilbert, AZ\|Chandler, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••• W••••• M••••••••• I•••	C••••••• F•••••••• D••••••• I•••	May 4, 2026	Apr 30, 2026	-4	Firm change	Ibd to ibd

Relationships

Registered with (2)

→ C••••••• F•••••••• D••••••• I•••Registered adviserregistration: current employment
Apr 30, 2026 to presentfactForm ADV
→ G••••• W••••• M••••••••• I•••Registered adviserregistration: previous registration
May 19, 2010 to May 4, 2026factForm ADV

Dated events

Occurred
May 4, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:76f8b323-9490-7432-35f3-69eb0cdddd5f
First observed: May 19, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.