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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)37 years in industry

MARK JAMES CASSELL

Advisor at CIBC PRIVATE WEALTH ADVISORS, INC.

Chicago, IL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Dec 22, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CIBC PRIVATE WEALTH ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 7, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 7
Designations: Chartered Financial Analyst
Exams: S66|S63
First exam: Jul 7, 1989
First registration: Dec 22, 2000
Dual registered: yes, broker-dealer
IAPD individual key: 1964656

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CIBC PRIVATE WEALTH ADVISORS, INC.	Bd affiliated wealth	Nov 3, 2017	n/a	yes	Chicago, IL	Current employment
GENEVA ADVISORS, LLC	Former SEC adviser	Jun 14, 2012	Sep 1, 2017	no	CHICAGO, IL	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Nov 29, 2010	no	CHICAGO, IL\|Chicago, IL	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Jun 1, 2009	no	CHICAGO, IL	Previous registration
MORGAN STANLEY DW INC.	n/a	Oct 25, 2006	Apr 2, 2007	no	CHICAGO, IL	Previous registration
CIBC PRIVATE WEALTH ADVISORS, INC.	Bd affiliated wealth	Dec 22, 2000	Oct 23, 2006	no	CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GENEVA ADVISORS, LLC	CIBC PRIVATE WEALTH ADVISORS, INC.	Sep 1, 2017	Nov 3, 2017	63	Bulk transfer	Other
MORGAN STANLEY	GENEVA ADVISORS, LLC	Nov 29, 2010	Jun 14, 2012	563	Firm change after gap	Other
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other
CIBC PRIVATE WEALTH ADVISORS, INC.	MORGAN STANLEY DW INC.	Oct 23, 2006	Oct 25, 2006	2	Firm change	Other

Relationships

Registered with (5)

→ CIBC PRIVATE WEALTH ADVISORS, INC.Registered adviserregistration: previous registration
Dec 22, 2000 to Oct 23, 2006factForm ADV
→ GENEVA ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 14, 2012 to Sep 1, 2017factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Nov 29, 2010factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Jun 1, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Oct 25, 2006 to Apr 2, 2007factForm ADV

Dated events

No dated event names this entity yet.