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C•••••••• C••••••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

C•••••••• C••••••• L•••

CRD 161146

STAMFORD, CT

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Search this name across graphsid dfx:ria:7704f413-3a40-39ae-1b55-ef893f603947

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 25
Dated events: 5
On other graphs: 3
Observed: Feb 15, 2012 to Mar 27, 2026
22 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

C•••••••• C••••••• L•••

Private equity manager · shared crd

Independent Sponsorsidentity

C•••••••• C••••••• L•••

Capital provider to sponsors · shared crd

Private Creditidentity

C•••••••• C••••••• L•••

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $2.0BItem 5.F on the latest filing (2026-03-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.0B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C•••••••• C•••••• F••• V• L•••	Private Equity Fund	$595M	Mar 28, 2024	85	Mar 30, 2023	reported	021-433797
C•••••••• C•••••• F••• I•• L•••	Private Equity Fund	$471M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••••••• J••••• G•••••	MANAGING MEMBER	C	yes	06/2018	Feb 15, 2012	Mar 28, 2024
A•••••••• J••••• G•••••	LIMITED PARTNER	C	yes	06/2018	Feb 15, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C•••••••• C•••••• F••• I• G•• L•••	n/a	n/a	n/a	N	yes	n/a
C•••••••• C•••••• F••• V• G•• L•••	n/a	n/a	n/a	N	yes	n/a
C•••••••• C•••••• G• I••• L••

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
LOS ANGELES	CA	United States	1	no
Charlotte	Nc	United States	1	no
Brentwood	Tn	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.0B	$2.1B	-1.7%	$2.0B	-0.1%	30	28	2	3

Relationships

Advises (15)

→ C•••••••• C•••••• F••• V• L•••Private fundPrivate Equity Fund, IA
Mar 30, 2023 to presentfactForm ADV
→ C•••••••• C•••••• F••• V••• L•••Private fundPrivate Equity Fund, IA
Mar 30, 2023 to presentfactForm ADV
→ C•••••••• C•••••• M•••••••• F••• I• L•••Private fundPrivate Equity Fund, IA
Mar 29, 2019 to presentfactForm ADV
→ C•••••••• C•••••• M•••••••• F••• I•• L•••

Dated events

Occurred
Mar 30, 2023
Regulatory AUM changed
C•••••••• C••••••• L••• reported RAUM $2.0B, up 60% from $1.3B (2022-03-30 to 2023-03-30)
Form ADVobserved 6 days ago
$769M
Occurred
Mar 30, 2022
Control person joined
Fredrick W•••••• Case (Limited Partner) appeared on Schedule A of C•••••••• C••••••• L•••
Form ADVobserved 6 days ago
Occurred
Mar 30, 2022
Control person joined
W•••••• M•••••• B•••••• (Limited Partner) appeared on Schedule A of C•••••••• C••••••• L•••
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7704f413-3a40-39ae-1b55-ef893f603947
First observed: Feb 15, 2012
Last observed: Mar 27, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.