DFX Intelligence

R••• P•••••• A••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

R••• P•••••• A••••

Advisor at P••••••••• C•••••• A•••••••

••• Locked

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Search this name across graphsid dfx:ria:77125f1e-df70-6e77-8bc1-936a31db26b7

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jun 2, 2020 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••••• C•••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••••• C•••••• A•••••••	Independent wealth	Dec 22, 2025	n/a	yes	Westlake, OH\|Charlotte, NC\|WESTLAKE, OH	Current employment
S•••••••• F•••••••• G••••• I•••	Independent wealth	Jul 25, 2023	Jan 16, 2024	no	STAMFORD, CT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• F•••••••• G••••• I•••	P••••••••• C•••••• A•••••••	Jan 16, 2024	Dec 22, 2025	706	Firm change after gap	RIA to RIA
C••••• F•••••••• P•••••••• L••	S•••••••• F•••••••• G••••• I•••	Apr 18, 2022	Jul 25, 2023

Relationships

Registered with (3)

→ P••••••••• C•••••• A•••••••Registered adviserregistration: current employment
Dec 22, 2025 to presentfactForm ADV
→ S•••••••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Jul 25, 2023 to Jan 16, 2024factForm ADV
→ C••••• F•••••••• P•••••••• L••Registered adviserregistration: previous registration
Jun 2, 2020 to Apr 18, 2022factForm ADV

Dated events

Occurred
Jan 16, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Apr 18, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:77125f1e-df70-6e77-8bc1-936a31db26b7
First observed: Jun 2, 2020
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.