DFX Intelligence

Data Factory

RIA / WealthPrivate fundprivate equity fund3(c)(1)

SW PELHAM FUND III, L.P.

advised by SMITH WHILEY & CO

Delaware, United States

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7720858f-d5a4-5d8b-0c0f-8844c6293ea2

Data as of Mar 30, 2021 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 2
Observed: Mar 30, 2012 to Mar 30, 2021
15 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

SW Pelham Fund III, LP

Private equity fund · cited, shared adv fund id

Allocatorsidentity

SW Pelham Fund III, LP

Vehicle with allocator commitments · cited, shared adv fund id

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Adviser: SMITH WHILEY & COCRD 107655
Fund type: Private Equity Fund
Latest reported GAV: $0gross asset value on Schedule D 7.B(1), as of 2021-03-30; never fund size
Peak reported GAV: $78.2M
Beneficial owners: 13
Minimum investment: $3.0M
Owned by the adviser: 100%
Owned by funds of funds: 900%
Owned by non-US persons: 300%
Clients solicited: no
Form D file number: 021-92641an SEC offering identifier; the Form D vehicle on the venture or private equity graph is linked above when the identity layer has it
Organised in: Delaware, United States
First reported: Mar 30, 2012
Last reported: Mar 30, 2021fund reporting on the SEC extract ends 2024-12-31
Filings reporting it: 15
Fund id: 805-1837641842

Reported gross asset value by filing

each Schedule D 7.B(1) row as filed; GAV is gross asset value, never fund size

Filed	GAV	Owners	Minimum	Adviser owns	Audited	Name as filed
Mar 30, 2021	$0	13	$3.0M	100.0%	yes	SW PELHAM FUND III, L.P.
Mar 30, 2021	$0	13	$3.0M	100.0%	yes	SW PELHAM FUND III, L.P.
Mar 24, 2020	$5.4M	13	$3.0M	100.0%	yes	SW PELHAM FUND III, L.P.
Mar 27, 2019	$6.4M	13	$3.0M	100.0%	yes	SW PELHAM FUND III, L.P.
Mar 28, 2018	$10.0M	13	$3.0M	100.0%	yes	SW PELHAM FUND III, L.P.
Mar 29, 2017	$33.0M	13	$3.0M	100.0%	yes	SW PELHAM FUND III, L.P.
Mar 30, 2016	$36.2M	13	$3.0M	100.0%	yes	SW PELHAM FUND III, L.P.
Feb 23, 2016	$41.7M	13	$3.0M	100.0%	yes	SW PELHAM FUND III, L.P.
Jul 16, 2015	$41.7M	13	$3.0M	100.0%	yes	SW PELHAM FUND III, L.P.
Mar 30, 2015	$50.6M	13	$3.0M	100.0%	yes	SW PELHAM FUND III, L.P.
Mar 31, 2014	$78.2M	13	$3.0M	100.0%	yes	SW PELHAM FUND III, L.P.
Nov 26, 2013	$70.2M	13	$3.0M	100.0%	yes	SW PELHAM FUND III, L.P.
Mar 28, 2013	$70.2M	13	$3.0M	100.0%	yes	SW PELHAM FUND III, L.P.
Jul 18, 2012	$69.0M	13	$3.0M	100.0%	yes	SW PELHAM FUND III, L.P.
Mar 30, 2012	$71.9M	13	$3.0M	100.0%	yes	SW PELHAM FUND III, LP

Custodians

Schedule D 7.B(1) question 25, as filed

Custodian	Legal name	City	State	Country	Related person	SEC number
LIBERTY BANK	LIBERTY BANK	Middletown	Connecticut	United States	no	n/a

Relationships

Advises (1)

← SMITH WHILEY & CORegistered adviserPrivate Equity Fund, ERA
Mar 30, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7720858f-d5a4-5d8b-0c0f-8844c6293ea2
First observed: Mar 30, 2012
Last observed: Mar 30, 2021 66 months ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SW PELHAM FUND III, L.P.

advised by SMITH WHILEY & CO

Delaware, United States

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7720858f-d5a4-5d8b-0c0f-8844c6293ea2

Data as of Mar 30, 2021 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:53 PM UTC and rebuilt at most every 15 minutes.

Filed

GAV

Owners

Minimum

Adviser owns

Audited

Name as filed

Mar 30, 2021

$3.0M

100.0%

yes

SW PELHAM FUND III, L.P.

Mar 30, 2021

$3.0M

100.0%

yes

SW PELHAM FUND III, L.P.

Mar 24, 2020

$5.4M

$3.0M

100.0%

yes

SW PELHAM FUND III, L.P.

Mar 27, 2019

$6.4M

$3.0M

100.0%

yes

SW PELHAM FUND III, L.P.

Mar 28, 2018

$10.0M

$3.0M

100.0%

yes

SW PELHAM FUND III, L.P.

Mar 29, 2017

$33.0M

$3.0M

100.0%

yes

SW PELHAM FUND III, L.P.

Mar 30, 2016

$36.2M

$3.0M

100.0%

yes

SW PELHAM FUND III, L.P.

Feb 23, 2016

$41.7M

$3.0M

100.0%

yes

SW PELHAM FUND III, L.P.

Jul 16, 2015

$41.7M

$3.0M

100.0%

yes

SW PELHAM FUND III, L.P.

Mar 30, 2015

$50.6M

$3.0M

100.0%

yes

SW PELHAM FUND III, L.P.

Mar 31, 2014

$78.2M

$3.0M

100.0%

yes

SW PELHAM FUND III, L.P.

Nov 26, 2013

$70.2M

$3.0M

100.0%

yes

SW PELHAM FUND III, L.P.

Mar 28, 2013

$70.2M

$3.0M

100.0%

yes

SW PELHAM FUND III, L.P.

Jul 18, 2012

$69.0M

$3.0M

100.0%

yes

SW PELHAM FUND III, L.P.

Mar 30, 2012

$71.9M

$3.0M

100.0%

yes

SW PELHAM FUND III, LP

Custodian

Legal name

City

State

Country

Related person

SEC number

LIBERTY BANK

Middletown

Connecticut

United States

n/a