DFX Intelligence

C•••••• A•• G•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

C•••••• A•• G•••••••

Advisor at C••••• I••••••••• A••••••• L••

Honesdale, PA

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Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Apr 29, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Feb 27, 2026	n/a	yes	Honesdale, PA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	May 1, 2024	Mar 5, 2026	no	CLARKS SUMMIT, PA\|STROUDSBURG, PA\|EXETER, PA\|WALTON, NY\|STAMFORD, NY\|HONESDALE, PA\|COOPERSTOWN, NY\|WURTSBORO, NY\|SCRANTON, PA\|EAST STROUDSBURG, PA\|MILFORD, PA\|LIBERTY, NY\|EFFORT, PA\|MONTICELLO, NY\|ANDES, NY\|CALLICOON, NY\|TANNERSVILLE, PA\|ROXBURY, NY\|SHOHOLA, PA\|GENEVA, NY\|ONEONTA, NY\|PENN YAN, NY\|FRANKLIN, NY\|ROSCOE, NY\|LAKEWOOD, PA\|WAYMART, PA\|HAWLEY, PA\|SCRANTON, PA\|HONESDALE, PA\|SCRANTON, PA\|FORTY FORT, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	C••••• I••••••••• A••••••• L••	Mar 5, 2026	Feb 27, 2026	-6	Firm change	Ibd to ibd
C••••• I••••••••• A••••••• L••	L•• F•••••••• L••	Apr 16, 2024	May 1, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
6413:105644:PA:2026-03-05	Mar 5, 2026	Feb 27, 2026	FORTY FORT, PA	Firm change

Relationships

Registered with (3)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Jun 29, 2023 to Apr 16, 2024factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
May 1, 2024 to Mar 5, 2026factForm ADV
→ C••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Apr 29, 2016 to Jun 29, 2023factForm ADV

Dated events

Order

Occurred
5 Mar 2026
Advisor changed firm
••• Locked
Form ADV
Occurred
16 Apr 2024
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Apr 29, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.