DFX Intelligence
Reading the graph
Reading the graph
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Advisor at A•••••••• A••••••• G•••• I•••
CRANSTON, RI | NEEDHAM, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A•••••••• A••••••• G•••• I••• | Independent wealth | Apr 28, 2022 | n/a | yes | CRANSTON, RI|NEEDHAM, MA | Current employment |
| S••••••••• A•••••• A•••••••• I••• | Former SEC adviser | Jan 12, 2007 | Jun 1, 2022 | no | NEEDHAM, MA|CRANSTON, RI |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S••••••••• A•••••• A•••••••• I••• | A•••••••• A••••••• G•••• I••• | Jun 1, 2022 | Apr 28, 2022 | -34 | Firm change after gap | Ibd to new firm |
| W••••••• F•••••••• S•••••••• I••• | S••••••••• A•••••• A•••••••• I••• | Jan 5, 2007 | Jan 12, 2007 |
| W••••••• F•••••••• S•••••••• I••• | Former SEC adviser | Jan 4, 2006 | Jan 5, 2007 | no | DOVER, NH|WILMINGTON, MA|WESTBORO, MA|NORWELL, MA|SOUTHBRIDGE, MA|NEEDHAM, MA|NEEDHAM, MA | Previous registration |
| 7 |
| Firm change |
| Other |