DFX Intelligence

M•••••• W•••••• K••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

M•••••• W•••••• K••••••••

Advisor at IIC

BLOOMFIELD HILLS, MI

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Search this name across graphsid dfx:ria:772ddbe4-03ff-ec39-e901-fc77a1300ef4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 20, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: IIC
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: May 1, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••	Institutional manager	Sep 10, 2013	n/a	yes	BLOOMFIELD HILLS, MI	Current employment
C••••••• • C••• I•••	Former SEC adviser	Jun 7, 2004	Nov 25, 2013	no	BLOOMFIELD HILLS, MI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• • C••• I•••	I••	Nov 25, 2013	Sep 10, 2013	-76	Firm change after gap	Other
W•••• F•••• A•••••••	C••••••• • C••• I•••	Oct 15, 2003	Jun 7, 2004

Relationships

Registered with (3)

→ I••Registered adviserregistration: current employment
Sep 10, 2013 to presentfactForm ADV
→ C••••••• • C••• I•••Registered adviserregistration: previous registration
Jun 7, 2004 to Nov 25, 2013factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Aug 20, 2001 to Oct 15, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:772ddbe4-03ff-ec39-e901-fc77a1300ef4
First observed: Aug 20, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.