DFX Intelligence

C•••••• R• E••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

C•••••• R• E••••

Advisor at M••••• G••••• A••••••• I•••

DENVER, CO | Dallas, TX

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Search this name across graphsid dfx:ria:77326caf-d92c-92f9-b835-351240b55159

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 11, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• G••••• A••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• G••••• A••••••• I•••	Independent wealth	Nov 8, 2021	n/a	yes	Dallas, TX\|DENVER, CO	Current employment
Q•••• C•••••• M••••••••• I•••	Former SEC adviser	Jun 30, 2020	Mar 22, 2022	no	DALLAS, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
Q•••• C•••••• M••••••••• I•••	M••••• G••••• A••••••• I•••	Mar 22, 2022	Nov 8, 2021	-134	Firm change after gap	RIA to RIA
F••••••• P••••••• A•• W•••••••• A•••••••	Q•••• C•••••• M••••••••• I•••	Jun 26, 2020	Jun 30, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
114690:147363:TX:2022-03-22	Mar 22, 2022	Nov 8, 2021	DALLAS, TX	Firm change after gap

Relationships

Registered with (4)

→ M••••• G••••• A••••••• I•••Registered adviserregistration: current employment
Nov 8, 2021 to presentfactForm ADV
→ Q•••• C•••••• M••••••••• I•••Registered adviserregistration: previous registration
Jun 30, 2020 to Mar 22, 2022factForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••Registered adviserregistration: previous registration
Jul 13, 2018 to Jun 26, 2020factForm ADV
→ S•••••••• A••••••• L••

Dated events

Occurred
Mar 22, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:77326caf-d92c-92f9-b835-351240b55159
First observed: Oct 11, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.