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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

WADE FINANCIAL GROUP INC

CRD 109667

MINNEAPOLIS, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7734b6e8-b179-7b30-92e7-e383015e7d8a

Data as of Mar 29, 2016 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 9, 2012 to Mar 29, 2016
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $186MItem 5.F on the latest filing (2016-03-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $160M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8
Advisory employees: 4
Accounts: 528
SEC number: 801-47676
CRD: 109667
Filings on the tape: 12
First filed: Apr 9, 2012
Latest filed: Mar 29, 2016
Organised: Corporation, Minnesota

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
WADE, JERRY, BOVENDER	PRESIDENT AND CHIEF COMPLIANCE OFFICER	E	yes	12/1993	Apr 9, 2012	Mar 29, 2016

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 29, 2016	$186M	$160M	8	4	n/a	n/a	n/a
2014	Mar 2, 2015	$203M	$167M	8	4	n/a	n/a	n/a
2013	Mar 3, 2014	$204M	$186M	10	5	n/a	n/a	n/a
2012	Feb 28, 2013	$258M	$194M	6	5	n/a	n/a	n/a
2011	Apr 9, 2012	$258M	$183M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$186M	$203M	-8.3%	$258M	-10.3%	8	8	n/a	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	3	Jul 19, 2016	Feb 11, 2016	MINNEAPOLIS, MN	Firm absorbed	Other	100.0%

Relationships

Controls (1)

← WADE, JERRY, BOVENDEROwnerPRESIDENT AND CHIEF COMPLIANCE OFFICER, ownership code E, individual
Apr 9, 2012 to presentfactForm ADV

Registered with (3)

← ROBERT STEPHEN SMREKARAdvisorregistration: previous registration
Jan 4, 2016 to Jul 19, 2016factForm ADV
← BLAINE MICAH CONKLINAdvisorregistration: previous registration
Jan 30, 2014 to Jul 19, 2016factForm ADV
← NICHOLAS ROBERT ASMUSAdvisorregistration: previous registration
Jan 31, 2014 to Jul 19, 2016factForm ADV

Moved with (1)

→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviser3 advisors, firm absorbed, same day
Jul 19, 2016 to Feb 11, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7734b6e8-b179-7b30-92e7-e383015e7d8a
First observed: Apr 9, 2012
Last observed: Mar 29, 2016 127 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WADE FINANCIAL GROUP INC

CRD 109667

MINNEAPOLIS, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7734b6e8-b179-7b30-92e7-e383015e7d8a

Data as of Mar 29, 2016 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:43 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

WADE, JERRY, BOVENDER

PRESIDENT AND CHIEF COMPLIANCE OFFICER

yes

12/1993

Apr 9, 2012

Mar 29, 2016

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2015

Mar 29, 2016

$186M

$160M

n/a

2014

Mar 2, 2015

$203M

$167M

n/a

2013

Mar 3, 2014

$204M

$186M

n/a

2012

Feb 28, 2013

$258M

$194M

n/a

2011

Apr 9, 2012

$258M

$183M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2015

$186M

$203M

-8.3%

$258M

-10.3%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Jul 19, 2016

Feb 11, 2016

MINNEAPOLIS, MN

Firm absorbed

Other

100.0%