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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 1b 10b

RIVER GLOBAL INVESTORS LLP

CRD 165028

LONDON

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7735a5c7-cef9-b3f0-3e17-0cda26f3320b

Data as of Dec 24, 2024 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 7
On other graphs: 0
Observed: Jul 30, 2012 to Dec 24, 2024
31 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $2.7BItem 5.F on the latest filing (2024-12-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.7B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 12
Advisory employees: 11
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 22
SEC number: 801-76988
CRD: 165028
Filings on the tape: 31
First filed: Jul 30, 2012
Latest filed: Dec 24, 2024
Organised: Limited Liability Partnership

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
RIVER AND MERCANTILE INTERNATIONAL HIGH ALPHA FUND	Other Private Fund	$0	Dec 5, 2022	0	Jun 30, 2020	dropped	021-367191

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ASSETCO PLC	INDIRECT OWNER	E	yes	06/2022	Jun 29, 2022	Dec 24, 2024
RIVER GLOBAL HOLDINGS LIMITED	CORPORATE MEMBER	E	yes	03/2014	Dec 22, 2023	Dec 24, 2024
BROUGH, GORDON, HAIG	CHIEF COMPLIANCE OFFICER	Na	no	12/2022	Dec 5, 2022	Dec 24, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SVM ASSET MANAGEMENT LTD	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 12 of 13

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Dec 24, 2024	$2.7B	$2.7B	12	11	0	n/a	n/a
2023	Jun 30, 2023	$2.5B	$2.5B	15	13	0	n/a	n/a
2022	Jun 29, 2022	$3.8B	$3.8B	41	11	0	1	$1.3M
2021	Jun 30, 2021	$6.5B	$6.5B	50	12	0	1	$1.4M
2020	Jun 30, 2020	$4.6B	$4.6B	42	9	0	1	$1.1M
2019	Jun 27, 2019	$6.3B	$6.3B	43	9	0	n/a	n/a
2018	Jun 15, 2018	$5.7B	$5.7B	35	9	0	n/a	n/a
2017	Jul 7, 2017	$4.1B	$4.1B	35	9	n/a	n/a	n/a
2016	Jun 17, 2016	$3.5B	$3.5B	28	7	n/a	n/a	n/a
2015	Jun 25, 2015	$3.8B	$3.8B	26	7	n/a	n/a	n/a
2014	Apr 10, 2014	$4.0B	$4.0B	18	9	n/a	n/a	n/a
2013	May 30, 2013	$3.0B	$3.0B	18	9	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$2.7B	$2.5B	8.7%	$6.5B	-25.1%	12	15	0	0

Relationships

Owns (1)

← BROUGH, GORDON, HAIGOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Dec 5, 2022 to presentfactForm ADV

Controls (2)

← ASSETCO PLCOwnerINDIRECT OWNER, ownership code E, foreign entity
Jun 29, 2022 to presentfactForm ADV
← RIVER GLOBAL HOLDINGS LIMITEDOwnerCORPORATE MEMBER, ownership code E, foreign entity
Dec 22, 2023 to presentfactForm ADV

Advises (1)

→ RIVER AND MERCANTILE INTERNATIONAL HIGH ALPHA FUNDPrivate fundOther Private Fund, IA, no longer reported
Jun 30, 2020 to Dec 5, 2022factForm ADV

Dated events

Occurred
May 2, 2025
Left the SEC roster
River Global Investors Llp no longer on the SEC adviser roster (last listed 2025-03-06, RAUM $2.7B)
Form ADVobserved 5 days ago
$2.7B
Occurred
Dec 2, 2022
Regulatory AUM changed
River Global Investors Llp reported RAUM $2.3B, down 39% from $3.8B (2022-06-29 to 2022-12-02)
Form ADVobserved 5 days ago
$-1.5B
Occurred
Jun 29, 2022
Regulatory AUM changed
River Global Investors Llp reported RAUM $3.8B, down 42% from $6.5B (2021-06-30 to 2022-06-29)
Form ADVobserved 5 days ago
$-2.7B
Occurred
Jun 30, 2021
Regulatory AUM changed
River Global Investors Llp reported RAUM $6.5B, up 41% from $4.6B (2020-07-29 to 2021-06-30)
Form ADVobserved 5 days ago
$1.9B
Occurred
Jun 30, 2020
Regulatory AUM changed
River Global Investors Llp reported RAUM $4.6B, down 27% from $6.3B (2019-06-27 to 2020-06-30)
Form ADVobserved 5 days ago
$-1.7B
Occurred
Jun 15, 2018
Regulatory AUM changed
River Global Investors Llp reported RAUM $5.7B, up 39% from $4.1B (2018-03-26 to 2018-06-15)
Form ADVobserved 5 days ago
$1.6B
Occurred
Jul 30, 2012
First Form ADV filing
River And Mercantile Asset Management Llp filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7735a5c7-cef9-b3f0-3e17-0cda26f3320b
First observed: Jul 30, 2012
Last observed: Dec 24, 2024 21 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RIVER GLOBAL INVESTORS LLP

CRD 165028

LONDON

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7735a5c7-cef9-b3f0-3e17-0cda26f3320b

Data as of Dec 24, 2024 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:32 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

RIVER AND MERCANTILE INTERNATIONAL HIGH ALPHA FUND

Other Private Fund

Dec 5, 2022

Jun 30, 2020

dropped

021-367191

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ASSETCO PLC

INDIRECT OWNER

yes

06/2022

Jun 29, 2022

Dec 24, 2024

RIVER GLOBAL HOLDINGS LIMITED

CORPORATE MEMBER

yes

03/2014

Dec 22, 2023

Dec 24, 2024

BROUGH, GORDON, HAIG

CHIEF COMPLIANCE OFFICER

12/2022

Dec 5, 2022

Dec 24, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SVM ASSET MANAGEMENT LTD

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Dec 24, 2024

$2.7B

n/a

2023

Jun 30, 2023

$2.5B

n/a

2022

Jun 29, 2022

$3.8B

$1.3M

2021

Jun 30, 2021

$6.5B

$1.4M

2020

Jun 30, 2020

$4.6B

$1.1M

2019

Jun 27, 2019

$6.3B

n/a

2018

Jun 15, 2018

$5.7B

n/a

2017

Jul 7, 2017

$4.1B

n/a

2016

Jun 17, 2016

$3.5B

n/a

2015

Jun 25, 2015

$3.8B

n/a

2014

Apr 10, 2014

$4.0B

n/a

2013

May 30, 2013

$3.0B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$2.7B

$2.5B

8.7%

$6.5B

-25.1%