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CRD 109919
LAS VEGAS, NV
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| B••••••••• R•••••• W•••••• | PRESIDENT/OWNER/CHIEF COMPLIANCE OFFICER | E | yes | 04/1994 | Mar 27, 2012 | Mar 22, 2017 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2016 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2016 | $118M | $106M | 11.4% | $122M | -1.3% | 3 | 3 | n/a | n/a |
| $118M |
| $0 |
| 3 |
| 3 |
| n/a |
| n/a |
| n/a |
| 2015 | Mar 30, 2016 | $106M | $0 | 3 | 3 | n/a | n/a | n/a |
| 2014 | Mar 26, 2015 | $129M | $0 | 3 | 3 | n/a | n/a | n/a |
| 2013 | Mar 31, 2014 | $122M | $0 | 3 | 3 | n/a | n/a | n/a |
| 2012 | Mar 26, 2013 | $105M | $0 | 3 | 3 | n/a | n/a | n/a |
| 2011 | Mar 27, 2012 | $99.2M | $0 | n/a | n/a | n/a | n/a | n/a |