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J••• W•••••• I••••••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

J••• W•••••• I••••••••• M••••••••• L••

CRD 137542

NEW YORK, NY

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Search this name across graphsid dfx:ria:7746e367-bc3e-4afa-f9d5-f5c2e10ff1f7

Data as of Mar 19, 2013 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Nov 23, 2011 to Mar 19, 2013
6 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $313MItem 5.F on the latest filing (2013-03-19); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $131M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
B•• A•••• O••••••••• F••• L•••	Hedge Fund	$182M	Mar 19, 2013	212	Mar 29, 2012	reported	021-1341872
J••• W•••••• P•• A••• M••••• F•••	Hedge Fund	$53.0M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••••••• P••••• M•••	NON-MANAGING MEMBER	D	yes	08/2006	Nov 23, 2011	Mar 19, 2013
J••• W•••••• I••••••••• M••••••••• L••	SOLE SHAREHOLDER (OF THE RELYING ADVISER 1) AND MANAGING MEMBER (OF THE RELYING ADVISERS 2 AND 3)	E	yes	02/2005

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Singapore	n/a	Singapore	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Mar 29, 2012	$313M	$131M	n/a	n/a	n/a	3	$244M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$313M	n/a	n/a	n/a	n/a	15	n/a	n/a	n/a

Relationships

Advises (3)

→ B•• A•••• O••••••••• F••• L•••Private fundHedge Fund, IA
Mar 29, 2012 to presentfactForm ADV
→ J••• W•••••• P•• A••• C••••Private fundHedge Fund, IA
Mar 29, 2012 to presentfactForm ADV
→ J••• W•••••• P•• A••• M••••• F•••Private fundHedge Fund, IA
Mar 29, 2012 to presentfactForm ADV

Controls (4)

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7746e367-bc3e-4afa-f9d5-f5c2e10ff1f7
First observed: Nov 23, 2011
Last observed: Mar 19, 2013 164 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.