DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst23 years in industry

CLIFFORD FRERET FAVROT

Advisor at DUMAINE INVESTMENTS LLC

NEW ORLEANS, LA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:774a64d2-7cad-3736-cde6-beea3b8e31c0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 10, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: DUMAINE INVESTMENTS LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Chartered Financial Analyst
First registration: Feb 10, 2004
Dual registered: no
Other names: CLIFF FRERET FAVROT
IAPD individual key: 4570732

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
DUMAINE INVESTMENTS LLC	Independent wealth	Dec 13, 2019	n/a	yes	NEW ORLEANS, LA	Current employment
DELTA FINANCIAL ADVISORS, L.L.C.	Independent wealth	Feb 10, 2004	Jan 10, 2020	no	NEW ORLEANS, LA\|NEW ORLEANS, LA\|METAIRIE, LA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
DELTA FINANCIAL ADVISORS, L.L.C.	DUMAINE INVESTMENTS LLC	Jan 10, 2020	Dec 13, 2019	-28	Firm change	RIA to new firm

Relationships

Registered with (2)

→ DUMAINE INVESTMENTS LLCRegistered adviserregistration: current employment
Dec 13, 2019 to presentfactForm ADV
→ DELTA FINANCIAL ADVISORS, L.L.C.Registered adviserregistration: previous registration
Feb 10, 2004 to Jan 10, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:774a64d2-7cad-3736-cde6-beea3b8e31c0
First observed: Feb 10, 2004
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CLIFFORD FRERET FAVROT

Advisor at DUMAINE INVESTMENTS LLC

NEW ORLEANS, LA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:774a64d2-7cad-3736-cde6-beea3b8e31c0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:54 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

DUMAINE INVESTMENTS LLC

Independent wealth

Dec 13, 2019

n/a

yes

NEW ORLEANS, LA

Current employment

DELTA FINANCIAL ADVISORS, L.L.C.

Independent wealth

Feb 10, 2004

Jan 10, 2020

NEW ORLEANS, LA|NEW ORLEANS, LA|METAIRIE, LA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

DELTA FINANCIAL ADVISORS, L.L.C.

DUMAINE INVESTMENTS LLC

Jan 10, 2020

Dec 13, 2019

-28

Firm change

RIA to new firm