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Advisor at LPL FINANCIAL LLC
PROSPERITY, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Aug 18, 2003 | n/a | yes | PROSPERITY, SC | Current employment |
| KEYBANC CAPITAL MARKETS INC. | n/a | May 14, 1999 | Aug 21, 2003 | no | DAYTON, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| KEYBANC CAPITAL MARKETS INC. | LPL FINANCIAL LLC | Aug 21, 2003 | Aug 18, 2003 | -3 | Firm change | Other |