DFX Intelligence

C•••• K••••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

C•••• K••••• C••••

Advisor at I••••••••• A•••••• A•••••••• L••

Mooresville, NC

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Search this name across graphsid dfx:ria:775bdf2b-4ea2-a4fe-f713-b337ed416227

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 18, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• A•••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• A•••••• A•••••••• L••	I•••••••••_WEALTH	Dec 9, 2025	n/a	yes	Mooresville, NC	Current employment
A••••• P•••••• C••••••	I•••••••••_WEALTH	Dec 11, 2019	Jan 6, 2026	no	CORNELIUS, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••• P•••••• C••••••	I••••••••• A•••••• A•••••••• L••	Jan 6, 2026	Dec 9, 2025	-28	Firm change	Other
C••• L••	A••••• P•••••• C••••••	Dec 2, 2019	Dec 11, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
168012:155344:GA:2018-03-19	Mar 19, 2018	Mar 15, 2018	ATLANTA, GA	Firm change

Relationships

Registered with (4)

→ I••••••••• A•••••• A•••••••• L••Registered adviserregistration: current employment
Dec 9, 2025 to presentfactForm ADV
→ A••••• P•••••• C••••••Registered adviserregistration: previous registration
Dec 11, 2019 to Jan 6, 2026factForm ADV
→ C••• L••Registered adviserregistration: previous registration
Mar 15, 2018 to Dec 2, 2019factForm ADV
→ I•• A•••••••• L••

Dated events

Occurred
Jan 6, 2026
A•••••• firm change
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:775bdf2b-4ea2-a4fe-f713-b337ed416227
First observed: Oct 18, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.