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Advisor at WELLS FARGO ADVISORS
MELVILLE, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | May 13, 2019 | n/a | yes | MELVILLE, NY|MELVILLE, NY | Current employment |
| HSBC SECURITIES (USA) INC. | Bd affiliated wealth | Aug 23, 2016 | Apr 22, 2019 | no | MILLER PLACE, NY|HAUPPAUGE, NY|BOHEMIA, NY|EAST SETAUKET, NY|NEW YORK, NY|PARSIPPANY, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HSBC SECURITIES (USA) INC. | WELLS FARGO ADVISORS | Apr 22, 2019 | May 13, 2019 | 21 | Firm change | Ibd to wirehouse |