DFX Intelligence

L•••• J••••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

L•••• J••••• M•••••••

Advisor at L••••• A••••••• G••••• I••

SANTA ANA, CA

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Search this name across graphsid dfx:ria:77623c6c-f955-b94b-0486-c706196d9cee

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Dec 19, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••••• A••••••• G••••• I••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jun 4, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••••• A••••••• G••••• I••	State registered	May 13, 2026	n/a	yes	SANTA ANA, CA	Current employment
L••••• A••••••• G••••• I••	State registered	Dec 8, 2023	Apr 15, 2024	no	SANTA ANA, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••• C•••••• S••••••••• L•••	L••••• A••••••• G••••• I••	May 8, 2024	Dec 8, 2023	-152	Firm change after gap	Ibd to state RIA
J• P• T••••• • C•••••• C•••••• M••••••••• L••	C•••• C•••••• S••••••••• L•••	Oct 22, 2012	Oct 16, 2012

Relationships

Registered with (4)

→ L••••• A••••••• G••••• I••Registered adviserregistration: previous registration
Dec 8, 2023 to Apr 15, 2024factForm ADV
→ C•••• C•••••• S••••••••• L•••Registered adviserregistration: previous registration
Oct 16, 2012 to May 8, 2024factForm ADV
→ J• P• T••••• • C•••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Oct 2, 2009 to Oct 22, 2012factForm ADV
→ N•• E•••••• S••••••••• C•••••••••

Dated events

Occurred
May 8, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:77623c6c-f955-b94b-0486-c706196d9cee
First observed: Dec 19, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.