DFX Intelligence

M•••• C•••••• M••••••••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

M•••• C•••••• M••••••••• L•••

CRD 106904

CINCINNATI, OH

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Search this name across graphsid dfx:ria:77659e64-a86a-921b-c313-94a51711c175

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Apr 3, 2012 to Mar 30, 2026
13 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.95 fund_share=0.05 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $191M••• Locked
Discretionary RAUM: $191M
Private client RAUM: $182Mderived••• Locked
Private client share: 95%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $95.4Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
T•••••• M••••	n/a	CINCINNATI, OH	26	30	n/a	no
J••• P•••••• M••••	Certified Financial Planner	CINCINNATI, OH	11	12

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
M••••• T••••••	PRESIDENT, CHIEF COMPLIANCE OFFICER	E	yes	01/1996	Apr 3, 2012	Mar 28, 2024
B••••• A•••••• S•	Member	Na	no	01/2015	Sep 20, 2018	Mar 28, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$191M	$162M	17.7%	$123M	15.6%	7	7	0	0

Relationships

Registered with (3)

← J••• P•••••• M••••Advisorregistration: current employment
May 18, 2015 to presentfactForm ADV
← T•••••• M••••Advisorregistration: current employment
Nov 10, 1999 to presentfactForm ADV
← GARRETT L COBBAdvisorregistration: previous registration
Jun 18, 2021 to Dec 1, 2022factForm ADV

Controls (1)

Dated events

Occurred
Dec 1, 2022
Advisor changed firm
Garrett L Cobb left M•••• C•••••• M••••••••• L••• for Cassady Schiller Wealth Management, Llc (registered 2022-09-02)
Form ADVobserved 7 days ago
Occurred
Sep 20, 2018
First Form ADV filing
M•••• C•••••• M••••••••• L••• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:77659e64-a86a-921b-c313-94a51711c175
First observed: Apr 3, 2012
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.