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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

WEALTH LEGACY INSTITUTE, INC.

CRD 144152

DENVER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:776a8010-6afc-0f69-8b90-c3ee86b9a010

Data as of Feb 6, 2024 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 5
On other graphs: 0
Observed: Sep 13, 2017 to Feb 6, 2024
13 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $197MItem 5.F on the latest filing (2024-02-06); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $197M
Private client RAUM: $197MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 491
Individual clients: 75
High net worth clients: 39
SEC number: 801-111847
CRD: 144152
Filings on the tape: 13
First filed: Sep 13, 2017
Latest filed: Feb 6, 2024
Organised: Corporation, Colorado

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CURTIS, KIMBERLY, LOUISE	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	yes	08/2007	Sep 13, 2017	Feb 6, 2024
HOBBS, JUSTIN, MICHAEL	Shareholder	A	no	01/2022	Jan 26, 2022	Feb 6, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2023	Feb 6, 2024	$197M	$197M	3	3	n/a	n/a
2022	Mar 7, 2023	$175M	$175M	3	2	n/a	n/a
2021	Jan 26, 2022	$190M	$190M	4	2	n/a	n/a
2020	Feb 5, 2021	$161M	$161M	4	2	n/a	n/a
2019	Feb 27, 2020	$147M	$147M	4	2	n/a	n/a
2018	Jan 29, 2019	$113M	$113M	4	2	n/a	n/a
2017	Mar 8, 2018	$107M	$107M	2	1	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$197M	$175M	12.9%	$161M	7.1%	3	3	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CERITY PARTNERS LLC	3	May 20, 2024	Apr 1, 2024	DENVER, CO	Firm absorbed	RIA to RIA	100.0%

Relationships

Controls (1)

← CURTIS, KIMBERLY, LOUISEOwnerMANAGING MEMBER/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Sep 13, 2017 to presentfactForm ADV

Owns (1)

← HOBBS, JUSTIN, MICHAELOwnerSHAREHOLDER, ownership code A, individual
Jan 26, 2022 to presentfactForm ADV

Registered with (6)

← KIMBERLY LOUISE CURTISAdvisorregistration: previous registration
May 1, 2011 to May 20, 2024factForm ADV
← JUSTIN MICHAEL HOBBSAdvisorregistration: previous registration
Aug 21, 2018 to May 20, 2024factForm ADV
← Cashel Nicole GiordanoAdvisorregistration: previous registration
Sep 9, 2022 to May 20, 2024factForm ADV
← Christopher NagleAdvisorregistration: previous registration
Aug 25, 2017 to Feb 5, 2018factForm ADV
← Niels August JepsenAdvisorregistration: previous registration
Oct 26, 2015 to Sep 28, 2017factForm ADV
← TERRI LYNN PROPPAdvisorregistration: previous registration
Feb 3, 2014 to Nov 25, 2014factForm ADV

Moved with (1)

→ CERITY PARTNERS LLCRegistered adviser3 advisors, firm absorbed, same day
May 20, 2024 to Apr 1, 2024factForm ADV

Dated events

Occurred
May 20, 2024
Firm absorbed
Wealth Legacy Institute, Inc.'s advisors moved to Cerity Partners LLC (Denver, CO): 3 of 3 registered, on the same day
Form ADVobserved 6 days ago
3 advisors
Occurred
May 20, 2024
Advisor changed firm
Kimberly Louise Curtis left Wealth Legacy Institute, Inc. for Cerity Partners Llc (registered 2024-04-01)
Form ADVobserved 6 days ago
Occurred
May 20, 2024
Advisor changed firm
Justin Michael Hobbs left Wealth Legacy Institute, Inc. for Cerity Partners Llc (registered 2024-04-01)
Form ADVobserved 6 days ago
Occurred
May 20, 2024
Advisor changed firm
Cashel Nicole Giordano left Wealth Legacy Institute, Inc. for Cerity Partners Llc (registered 2024-04-01)
Form ADVobserved 6 days ago
Occurred
Sep 13, 2017
First Form ADV filing
Wealth Legacy Institute, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:776a8010-6afc-0f69-8b90-c3ee86b9a010
First observed: Sep 13, 2017
Last observed: Feb 6, 2024 31 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WEALTH LEGACY INSTITUTE, INC.

CRD 144152

DENVER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:776a8010-6afc-0f69-8b90-c3ee86b9a010

Data as of Feb 6, 2024 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:00 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CURTIS, KIMBERLY, LOUISE

MANAGING MEMBER/CHIEF COMPLIANCE OFFICER

yes

08/2007

Sep 13, 2017

Feb 6, 2024

HOBBS, JUSTIN, MICHAEL

Shareholder

01/2022

Jan 26, 2022

Feb 6, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Feb 6, 2024

$197M

n/a

2022

Mar 7, 2023

$175M

n/a

2021

Jan 26, 2022

$190M

n/a

2020

Feb 5, 2021

$161M

n/a

2019

Feb 27, 2020

$147M

n/a

2018

Jan 29, 2019

$113M

n/a

2017

Mar 8, 2018

$107M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

$197M

$175M

12.9%

$161M

7.1%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CERITY PARTNERS LLC

May 20, 2024

Apr 1, 2024

DENVER, CO

Firm absorbed

RIA to RIA

100.0%